Insight

A guide to monitorships in the financial services industry

June 2019
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Against the backdrop of tightening regulation and worldwide enforcement, we expect monitorships to remain an important tool for authorities and regulatory bodies around the globe to enforce, supervise, and track financial institutions' adherence to rules and regulations.

For financial institutions that find themselves with a requirement to impose a monitor, there are certain steps that can taken early on to facilitate an efficient monitorship.

This article originally appeared as a chapter in Global Investigations Review: The Guide to Monitorships (2019).

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